securities intermediary meaning in English
证券中介机构
Examples
- Compliance with code of conduct and guidelines on conflict of interests matters by securities intermediaries
证券中介人遵守有关利益冲突问题的操守准则及指引的情况 - The guideline upholds one of the primary objectives of the sfo of maintaining a level playing field for all securities intermediaries
指引强调该条例其中一个主要目的，就是维持让所有证券业中介人公平竞争的市场环境。 - It is important that members of the investing public are given a choice to select their own securities intermediaries , be they banks or brokerage houses
无论由银行或经纪行提供证券中介服务，投资者能有所选择是很重要的。 - Deemed registered institutions which intend to continue securities intermediary activities after 31 march 2005 had to submit applications to the securities and futures commission for migration to the new regime within this period
有意在年月日后继续从事证券中介活动的当作注册机构，须于过渡期满前向证券及期货事务监察委员会提交过渡至新制度的申请。 - Then the article elaborated , on the basis of the public interest theory , upon major capital market in the world in such areas as securities " issuance and listing , security trading , security intermediaries , self - regulation organizations
在此基础上，论文从证券发行、上市、交易、证券商、自律机构等方面，对各国资本市场的监管制度作了具体的论证。